Webto CFTC Regulation 1.31 because it is impossible or impractical to separate records, meaning that most dual registrants are continuing to store records in a WORM storage … WebSEC.gov HOME
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Financial services customers, representing one of the most heavily regulated industries in the world, are subject to complex provisions like the retention of financial transactions and related communication in a non-erasable and non-modifiable state. One of the most prescriptive is Rule 1.31 of the US Commodity … See more The Commodity Futures Trading Commission(CFTC), an independent US federal agency, regulates the commodity futures and options … See more WebJun 25, 2024 · Microsoft Azure partners praised the new write-once-read-many (WORM) capability for Azure Storage Blobs as key to getting customers with regulatory concerns to trust the Azure cloud with their ... ghost comedy tv show
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WebSep 5, 2024 · Many AWS customers use AWS’ WORM storage capabilities (S3 Glacier Vault Lock and S3 Object Lock) today. A regulated broker … WebCFTC REGULATED FIRMS Archiving the financial services world CFTC Rule 1.31 CFTC Rule 1.35 CFTC Rule 1.40 CFTC Rule 3.3 CFTC Rule 4.23 CFTC Rule 4.33 CFTC Rule 23.201 CFTC Rule 23.202 Swap Dealers & Major Swap Participants Retail Foreign Exchange Dealers Futures Commission Merchants Commodity Trading Advisors … WebThis level of WORM storage is known as “Compliance” support. What this means simply is that once a file “cools” off and is bound to a WORM policy it must remain in that state until a defined period of time elapses. You are no longer granted the ability to … front closing bras for women nz